Gerald P. Bruzek
Professional summary
Gerald Peter Bruzek, who also goes by Gerald P Bruzek, Gerald Bruzek, Jerry Peter Bruzek, Jerry Bruzek, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Bloomington, Minnesota.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 2005. Gerald has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerald Peter Bruzek's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2012 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: Normandale Lake Office Park 8300 Norman Center Drive, Suite 160, Bloomington, MN 55437May 10, 2012 - October 30, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
November 8, 2010 - April 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2010 - April 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 21, 2005 - August 17, 2010
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2012)
(1/8/2013)
(5/10/2012)
(2/21/2024)
(5/10/2012)
(5/10/2012)
(1/8/2013)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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