Michael D. Nelson

EAGLE BAY FAMILY OFFICE

Guaynabo, PR

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CRD#: 4895869

Professional summary

Michael David Nelson, who also goes by Michael Nelson, Micheal Nelson, is a registered financial advisor currently at EAGLE BAY FAMILY OFFICE located in Guaynabo, .

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Nelson | Micheal Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eagle Bay Partners LLC, not investment related, P.O. Box 327, Rhinebeck, NY 12572, hospitality, co-owner, no relation, since 2012, no hours during securities trading hours, leadership. EBP Development LLC, not investment related, P.O. Box 327, Rhinebeck, NY 12572, real estate, co-owner, no relation, since 2012, no hours during securities trading hours, leadership.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2021 - Present

EAGLE BAY FAMILY OFFICE

RIA

CRD#: 281675

Guaynabo, PR

Past

February 29, 2008 - November 7, 2008

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

June 20, 2005 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE BAY FAMILY OFFICE

EAGLE BAY ADVISORS LLC | EAGLE BAY FAMILY OFFICE

CRD#: 281675 / SEC#: 801-106736

RIA

Registered Investment Advisory firm - (10/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/17/2021)

IAR

Puerto Rico
(2/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/2005

General Securities Representative Examination

Current Firm

EAGLE BAY FAMILY OFFICE

EAGLE BAY ADVISORS LLC | EAGLE BAY FAMILY OFFICE

CRD#: 281675 / SEC#: 801-106736

RIA

Registered Investment Advisory firm - (10/13/2015 Approved)

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Contact information

Main Address

7 World Trade Center 250 Greenwich Street 46th Floor, New York, NY, 10007

Mailing Address

Phone number

(212) 634-7879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EAGLE BAY ADVISORS BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	675
AUM (Assets Under Management)	$ 948,458,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael D. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE BAY FAMILY OFFICE

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS CORPORATION

Primary Firm SEC Registration

EAGLE BAY FAMILY OFFICE

State Registrations and Notice Filings

Exams

Series 63

Date: 6/27/2005

Series 7

Date: 6/17/2005

Current Firm

EAGLE BAY FAMILY OFFICE

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAGLE BAY FAMILY OFFICE

TRUST BUT VERIFY

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