ST
Stephen D. Taylor
UNITED ADVISOR GROUP
Cincinnati, OH 45255
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CRD#: 4895850
ST
Professional summary
Stephen Dennis Taylor is a registered financial advisor currently at UNITED ADVISOR GROUP located in Cincinnati, Ohio.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Stephen has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BOVE CONNOLLY TAYLOR,
7801 BEECHMONT AVE SUITE II,
CINCINNATI OH 45255:
SOLE PROPRIETORSHIP,
NATURE OF BUS: INSURANCE AND FINANCIAL ADVISEMENT,
TITLE: PARTNER,
DUTIES: SALES/INSURANCE SALES,
TIME SPENT: 15%,
COMPENSATION: COMMISSION,
2)TAYLOR CONSULTING,
2 CHARITY HILL DRIVE,
COLD SPRING KY 41076:
SOLE PROPRIETORSHIP,
NATURE OF BUS: CONSULTING,
TITLE: OWNER,
DUTIES: MGMT CONSULTING,
TIME SPENT: 5%,
COMPENSATION: HOURLY RATE
3) CITY OF COLD SPRING KY,
5694 EAST ALEXANDRIA PIKE,
COLD SPRING KY 41076:
MUNICIPALITY,
NATURE OF BUS: MUNICIPALITY,
DUTIES: ADMINISTRATION,
TIME SPENT: 5%,
COMPENSATION: MONTHLY FEES
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Dennis Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2023 - Present
UNITED ADVISOR GROUP
Office #1: 7801 Beechmont Aven Suite 11, Cincinnati, OH 45255RIA
CRD#: 324205
Cincinnati, OH
Past
November 25, 2020 - February 23, 2023
THURSTON SPRINGER ADVISORS
RIA
CRD#: 299201
Cincinnati, OH
Past
May 31, 2017 - July 6, 2021
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
RIA
CRD#: 8478
Cincinnati, OH
Past
May 31, 2017 - February 23, 2023
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
BD
CRD#: 8478
Cincinnati, OH
Past
January 30, 2015 - June 7, 2017
STONEX ADVISORS INC.
RIA
CRD#: 174182
BIRMINGHAM, AL
Past
September 12, 2014 - June 7, 2017
STONEX SECURITIES INC.
BD
CRD#: 18456
CINCINNATI, OH
Past
August 31, 2006 - January 30, 2015
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
CINCINNATI, OH
Past
August 31, 2006 - September 12, 2014
WRP INVESTMENTS, INC.
BD
CRD#: 7365
CINCINNATI, OH
Past
March 9, 2005 - September 22, 2006
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED ADVISOR GROUP
CRD#: 324205Cincinnati, OH 45255TRUST BUT VERIFY
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