Eugene M. Cloud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Mervin Cloud JR, who also goes by Gene Cloud Jr, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1967. Eugene had worked at 8 firms and has passed the Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2003 - December 16, 2006
HIMCO DISTRIBUTION SERVICES COMPANY
March 9, 2001 - December 31, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
March 12, 1997 - March 15, 1999
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 10, 1993 - March 14, 1995
USLIFE EQUITY SALES CORP.
August 10, 1983 - August 12, 1991
HIMCO DISTRIBUTION SERVICES COMPANY
November 16, 1978 - July 2, 1980
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 24, 1976 - January 4, 1979
OSAIC FS, INC.
June 15, 1974 - February 2, 1979
HIMCO DISTRIBUTION SERVICES COMPANY
October 15, 1971 - April 22, 1973
ITT FAMILY SECURITY SALES CORPORATION
October 15, 1971 - August 20, 1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
October 16, 1967 - August 28, 1976
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/23/1967
Registered Representative ExaminationCurrent Firm
HIMCO DISTRIBUTION SERVICES COMPANY
CRD#: 6604 / SEC#: , 8-17719
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTFORD FINANCIAL SERVICES, LLC | PARENT OF APPLICANT | |
| BENKEN, DIANA KUMP | CONTROLLER, FINOP, CHIEF FINANCIAL OFFICER | 4579476 |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND AML OFFICER | 2239639 |
| FAY, ERIC MORGAN | DIRECTOR | 1558547 |
| FIXER, MICHAEL JOSEPH | ASSISTANT VICE PRESIDENT AND ASSISTANT TREASURER | 5601318 |
| JOHNSON, BRION SCOTT | DIRECTOR | 1936218 |
| POZNAR, MATTHEW JAMES | CEO, DIRECTOR | 6307254 |
| PURTILL, SABRA R | TREASURER | 2449290 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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