Charles Mckenna Rial
Professional Summary
Charles Mckenna Rial, who also goes by Charles Rial, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 2005 - 2015. Charles had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles Rial
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
BASS CREEK ADVISORS, LTD
Contact Information
Established
Ohio since 03/27/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RIAL, CHARLES MCKENNA | MANAGING MEMBER, CCO, EXECUTIVE REPRESENTATIVE, FINOP | 4895228 |
| RIAL, MARY FRANCES LAPORTE | MEMBER | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2006About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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