Debra A. Larose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Ann Larose, who also goes by Debra Ann Landry, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 2005. Debra had worked at 5 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2021 - August 19, 2024
TRANSAMERICA INVESTORS SECURITIES, LLC
November 16, 2016 - October 27, 2017
SENTINEL FINANCIAL SERVICES COMPANY
July 11, 2016 - May 5, 2021
EQUITY SERVICES, INC.
July 8, 2009 - October 7, 2014
SENTINEL FINANCIAL SERVICES COMPANY
June 23, 2009 - September 23, 2014
EQUITY SERVICES, INC.
November 29, 2006 - April 30, 2008
MML DISTRIBUTORS, LLC
October 7, 2005 - August 31, 2006
MML DISTRIBUTORS, LLC
May 9, 2005 - April 30, 2008
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
