James W. Vitalone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James William Vitalone, who also goes by James W. VItalone, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2005. James had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2018 - October 31, 2019
TELLSON SECURITIES
January 4, 2016 - November 9, 2017
FUSION ANALYTICS SECURITIES LLC
July 31, 2006 - August 18, 2014
OBERON SECURITIES, LLC
January 13, 2005 - May 2, 2005
TRADITION SECURITIES AND DERIVATIVES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TELLSON SECURITIES
CRD#: 286665 / SEC#: , 8-69896
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOYD-JONES, ANDREW | PRESIDENT, CCO | 1720962 |
| TELLSON HOLDINGS, INC. | OWNER |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
