Lauren B. Ferrara
Professional summary
Lauren Brooke Ferrara, who also goes by Lauren Brooke Tripolitis, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Baltimore, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Lauren has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Brooke Ferrara's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2019 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231April 14, 2015 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231December 4, 2018 - March 6, 2019
T. ROWE PRICE ADVISORY SERVICES, INC.
November 26, 2013 - March 12, 2015
STRATEGIC ADVISERS LLC
October 18, 2013 - March 12, 2015
FIDELITY BROKERAGE SERVICES LLC
March 14, 2007 - October 16, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.
August 4, 2005 - October 16, 2013
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(2/26/2019)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
(4/14/2015)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
