Craig S. Oki
Professional summary
Craig S Oki, who also goes by Craig S. Oki, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Boise, Idaho and NYLIFE SECURITIES LLC located in Boise, Idaho.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Craig has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig S Oki's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 1290 W Myrtle Street Suite 460, Boise, ID 83702July 18, 2014 - Present
NYLIFE SECURITIES LLC
Office #1: 1290 West Myrtle Street Suite 460, Boise, ID 83702-9000March 15, 2005 - November 30, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2014)
(5/11/2022)
(11/9/2022)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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