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JM

Jerri L. Mccomb

M. S. HOWELLS & CO.
Bartlesville, OK 74006
Some features on this profile are disabled
CRD#: 4894503
JM

Professional summary


Jerri Lynn Mccomb, who also goes by Jerri Lynn Elliott, is a registered financial professional currently at M. S. HOWELLS & CO. located in Bartlesville, Oklahoma.

Jerri is registered as a RR (Registered Representative) and started their career in finance in 2006. Jerri has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jerri Lynn Elliott

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jerri Lynn Mccomb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 20, 2017 - Present

M. S. HOWELLS & CO.

Office #1: 3654 Se Camelot Ste B, Bartlesville, OK 74006Office #2: 4625 E. 91st Street, Tulsa, OK 74137
BD
CRD#: 104100
Bartlesville, OK
Past

November 15, 2013 - December 1, 2017

SII INVESTMENTS, INC.

BD
CRD#: 2225
TULSA, OK
Past

June 18, 2010 - October 12, 2012

BOK FINANCIAL SECURITIES, INC.

BD
CRD#: 17530
OKLAHOMA CITY, OK
Past

January 1, 2008 - June 9, 2010

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
OKLAHOMA CITY, OK
Past

July 25, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
OKLAHOMA CITY, OK

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oklahoma
(12/20/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 11/8/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MS
M. S. HOWELLS & CO.
M. S. HOWELLS & CO.

CRD#: 104100 / SEC#: , 8-52558

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Mailing Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Phone number
(480) 563-2000
Established
Delaware since 04/11/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEEOWNER
SANTAMARIA, KATRINA PATRICIACHIEF EXECUTIVE OFFICER3248779
CRITES, MARCY ANNFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)6346298
HOWELLS, MARK STEPHENEXECUTIVE CHAIRMAN/DIRECTOR726921
HOWELLS, MARK STEPHENTRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997726921
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
KREIZENBECK, TARA LYNNCHIEF OPERATING OFFICER7141895

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M. S. HOWELLS & CO.

CRD#: 104100Bartlesville, OK 74006

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