Linda M. Kuta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda M Kuta, CFP®, who also goes by Linda Marie Kuta, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2012. Linda had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
March 1, 2022 - March 26, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 5, 2022 - March 26, 2024
FIDELITY BROKERAGE SERVICES LLC
April 26, 2018 - June 21, 2021
LPL FINANCIAL LLC
October 5, 2016 - February 2, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
October 5, 2016 - February 2, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
March 8, 2013 - November 17, 2015
MORGAN STANLEY
October 8, 2012 - November 17, 2015
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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