Darla J. Kashian

RBC CAPITAL MARKETS

ST PAUL, MN

CRD#: 4894371

Some features on this profile are disabled

Professional summary

Darla Jean Kashian is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in St Paul, Minnesota and ROBERT W. BAIRD & CO. INCORPORATED located in Edina, Minnesota.

Darla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Darla has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darla Jean Kashian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Darla Jean Kashian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2005 - Present

RBC CAPITAL MARKETS, LLC

Office #2: 250 Nicollet Mall Suite 2000 16th Floor, Minneapolis, MN, 55401-1931

RIA

CRD#: 31194

ST PAUL, MN

Current

June 18, 2026 - Present

ROBERT W. BAIRD & CO. INCORPORATED

Office #1: 7650 Edinborough Way Suite 300, Edina, MN 55435

RIA

CRD#: 8158

EDINA, MN

Current

February 7, 2005 - Present

RBC CAPITAL MARKETS, LLC

Office #1: 250 Nicollet Mall Suite 2000 16th Floor, Minneapolis, MN, 55401-1931

RIA

CRD#: 31194

MINNEAPOLIS, MN

Current

June 18, 2026 - Present

ROBERT W. BAIRD & CO. INCORPORATED

Office #1: 7650 Edinborough Way Suite 300, Edina, MN 55435

RIA

CRD#: 8158

EDINA, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA

Registered Investment Advisory firm - SEC (7/14/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/16/2007)

Arizona
(6/18/2026)

Arkansas
(1/17/2017)

California
(4/7/2005)

Colorado
(10/14/2008)

Colorado
(6/18/2026)

Connecticut
(10/27/2016)

Delaware
(10/31/2016)

District of Columbia
(4/16/2025)

Florida
(7/30/2007)

Florida
(6/18/2026)

Georgia
(10/30/2020)

Hawaii
(5/24/2017)

Idaho
(11/16/2021)

Illinois
(4/7/2005)

Illinois
(6/18/2026)

Iowa
(1/26/2026)

Iowa
(6/18/2026)

Kansas
(5/1/2025)

Louisiana
(10/27/2016)

Maine
(10/27/2016)

Maryland
(6/21/2019)

Maryland
(6/18/2026)

Massachusetts
(6/1/2009)

Massachusetts
(6/18/2026)

Michigan
(8/5/2009)

Michigan
(6/18/2026)

Minnesota
(2/25/2005)

IAR

Minnesota
(11/14/2013)

Nebraska
(9/12/2018)

Nevada
(5/1/2017)

New Hampshire
(3/16/2026)

New Jersey
(4/7/2005)

New Jersey
(6/18/2026)

New Mexico
(1/29/2026)

New York
(4/7/2005)

New York
(6/18/2026)

North Carolina
(10/7/2008)

North Carolina
(6/18/2026)

North Dakota
(1/14/2017)

Ohio
(10/15/2008)

Ohio
(6/18/2026)

Oklahoma
(4/21/2017)

Oregon
(11/7/2016)

Pennsylvania
(2/14/2012)

Pennsylvania
(6/18/2026)

South Carolina
(8/25/2025)

South Dakota
(1/11/2018)

Tennessee
(11/16/2021)

Texas
(8/19/2005)

IAR

Texas
(2/19/2010)

Texas
(6/18/2026)

IAR

Texas
(6/18/2026)

Vermont
(10/5/2023)

Virginia
(8/12/2016)

Virginia
(6/18/2026)

Washington
(9/23/2010)

Washington
(6/18/2026)

Wisconsin
(4/7/2005)

Wisconsin
(6/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 6/27/2014

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

New York Stock Exchange

Current Firm

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA

Registered Investment Advisory firm - SEC (7/14/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391

Mailing Address

P.o. Box 672, Milwaukee, WI 53201

Phone number

(414) 765-3500

Established

Wisconsin since 12/29/1919

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

4,175

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BAIRD PRIVATE ASSET MANAGEMENT - WRAP (12/15/2025)

BAIRD GENERATIONAL WEALTH GROUP - WRAP (12/15/2025)

BAIRD INSTITUTIONAL CONSULTING SERVICES (12/15/2025)

THE DDK GROUP (12/15/2025)

BAIRD PRIVATE ASSET MANAGEMENT (12/15/2025)

BAIRD GENERATIONAL WEALTH GROUP (12/15/2025)

BAIRD EQUITY ASSET MANAGEMENT - CHAUTAUQUA CAPITAL MANAGEMENT (12/15/2025)

BAIRD FINANCIAL PLANNING SERVICES (12/15/2025)

BAIRD PRIVATE WEALTH MANAGEMENT (12/15/2025)

THE DDK GROUP - WRAP (12/15/2025)

BAIRD INSTITUTIONAL EQUITY RESEARCH SERVICES (3/21/2025)

BAIRD ADVISORS (3/21/2025)

Direct owners and executive officers

Name	Position	CRD#
BAIRD FINANCIAL CORPORATION	SHAREHOLDER
BOOTH, STEVEN GREGORY	CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER	2147388
DAHLBERG, ERIK CHARLES	DIRECTOR	1650544
GRAVERSON, CHRISTA LYNN	CHIEF COMPLIANCE OFFICER	4912961
LAWTON, PATRICK STEVEN	DIRECTOR	1007318
MAXWELL, TERRANCE PATRICK	CHIEF FINANCIAL OFFICER, DIRECTOR	1463158
PALMER, ANGELA MARIE	REGISTERED INVESTMENT ADVISOR CCO	4915568
SCHROEDER, MICHAEL JOHN	DIRECTOR	1483012
SCHULTZ, PAUL LEE	GENERAL COUNSEL, SECRETARY	1965163
STANEK, MARY ELLEN	DIRECTOR	2006493
THUROW, LAURA K	CHIEF OPERATIONS OFFICER	3193702

Regulatory assets under management

Total Number of Accounts	350,776
AUM (Assets Under Management)	$ 342,142,869,924

Disclosures

Regulatory Event	43
Arbitration	31

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2025	Cover Page	Report
10/24/2024	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Darla J. Kashian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darla Jean Kashian's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Darla Jean Kashian's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT W. BAIRD & CO. INCORPORATED

RBC CAPITAL MARKETS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2005

Series 9

Date: 6/27/2014

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

Nasdaq Stock Market

Nasdaq Texas, LLC

New York Stock Exchange

New York Stock Exchange

Current Firm

ROBERT W. BAIRD & CO. INCORPORATED

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ROBERT W. BAIRD & CO. INCORPORATED

TRUST BUT VERIFY

Similar Advisors