Alexis R. Herzberg
Professional summary
Alexis Roger Herzberg, who also goes by Alexis R Herzberg, Alexis R Herzderg, is a registered financial professional currently at FORTE SECURITIES LLC located in New York, New York and MAGEN FINANCIAL LLC located in New York, New York.
Alexis is registered as a RR (Registered Representative) and started their career in finance in 2005. Alexis has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexis Roger Herzberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2018 - Present
FORTE SECURITIES LLC
Office #1: 199 Water Street 9th Floor, New York, NY 10038September 20, 2023 - Present
MAGEN FINANCIAL LLC
Office #1: 1500 Broadway 25th Floor, New York, NY 10036August 20, 2014 - May 17, 2018
OSCAR GRUSS & SON INCORPORATED
January 25, 2010 - August 9, 2013
TULLETT PREBON FINANCIAL SERVICES LLC
October 16, 2009 - December 18, 2009
BGC FINANCIAL, L.P.
March 7, 2005 - February 25, 2009
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2023)
(8/21/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/15/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
MAGEN FINANCIAL LLC
CRD#: 305174 / SEC#: , 8-70397
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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