Chad I. Colpitts
Professional summary
Chad Ian Colpitts, who also goes by Chad Colpitts, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Weymouth, Massachusetts.
Chad is registered as a RR (Registered Representative) and started their career in finance in 2005. Chad has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad Ian Colpitts's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2015 - Present
FORTUNE FINANCIAL SERVICES, INC.
July 29, 2014 - January 22, 2015
CITIZENS SECURITIES, INC.
July 28, 2014 - January 22, 2015
CITIZENS SECURITIES, INC.
December 10, 2012 - July 29, 2014
SANTANDER SECURITIES LLC
November 14, 2012 - July 29, 2014
SANTANDER SECURITIES LLC
January 13, 2012 - November 15, 2012
MIDAMERICA FINANCIAL SERVICES, INC.
September 19, 2011 - November 8, 2011
CUSO FINANCIAL SERVICES, L.P.
September 19, 2011 - November 8, 2011
CUSO FINANCIAL SERVICES, L.P.
October 30, 2008 - September 19, 2011
INVESTORS CAPITAL CORP.
April 4, 2008 - September 19, 2011
INVESTORS CAPITAL CORP.
October 13, 2005 - April 21, 2008
IFMG SECURITIES, INC.
June 3, 2005 - October 25, 2005
NEW ENGLAND SECURITIES
February 4, 2005 - March 16, 2005
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2015)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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