AV
Anne-catherine Vinickas
REDWOOD FINANCIAL NETWORK
Central Point, OR
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CRD#: 4893821
AV
Professional summary
Anne-catherine Vinickas is a registered financial advisor currently at REDWOOD FINANCIAL NETWORK located in Central Point, Oregon and LPL FINANCIAL LLC located in Central Point, Oregon.
Anne-catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Anne-catherine has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/1/2019 - Redwood Financial Network Corp - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/09/2019 - Redwood Financial Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 140 Hours Per Month - I provide investment advisory services through Redwood Financial Network Corporation, an independent investment advisor firm. I started this business activity in Oct 2019. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/25/2020 - Anne-Catherine Vinickas Wealth Advisor LLC - Investment Related - 3980 Livingston Road, Central Point, OR 97502 - Business Entity For Tax/Investment Purposes Only - Sole Member - Started 03/20/2020 - 160 Hours Per Month/120 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Anne-catherine Vinickas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2019 - Present
REDWOOD FINANCIAL NETWORK
RIA
CRD#: 157834
Central Point, OR
Current
October 1, 2019 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
CENTRAL POINT, OR
Past
June 3, 2005 - October 24, 2019
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
EMERYVILLE, CA
Past
April 15, 2005 - October 24, 2019
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
EMERYVILLE, CA
Past
January 1, 2005 - February 4, 2005
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
REDWOOD FINANCIAL NETWORK
REDWOOD FINANCIAL NETWORK | REDWOOD FINANCIAL NETWORK CORP.
CRD#: 157834 / SEC#: 801-79617
RIA
Registered Investment Advisory firm - (4/28/2014 Approved)Illinois
Registered Investment Advisory firm - (4/28/2014 Terminated)Ohio
Registered Investment Advisory firm - (5/16/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/1/2019)
RR
Oregon(10/31/2019)
IAR
Oregon(7/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
REDWOOD FINANCIAL NETWORK
REDWOOD FINANCIAL NETWORK | REDWOOD FINANCIAL NETWORK CORP.
CRD#: 157834 / SEC#: 801-79617
RIA
Registered Investment Advisory firm - (4/28/2014 Approved)Illinois
Registered Investment Advisory firm - (4/28/2014 Terminated)Ohio
Registered Investment Advisory firm - (5/16/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30285 Bruce Industrial Parkway Suite A, Solon, OH 44139
Mailing Address
Phone number
(440) 287-5020
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 968 |
| AUM (Assets Under Management) | $ 225,966,713 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
