Dominic Conenna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominic Conenna was a registered financial professional .
Dominic is a previously registered financial professional and started their career in finance in 2005. Dominic had worked at 6 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2016 - January 10, 2017
RII TRADING, LLC
June 4, 2014 - June 30, 2017
SANCTUARY SECURITIES, INC.
July 27, 2011 - May 29, 2014
BLUE FIRE CAPITAL, LLC
April 2, 2008 - March 19, 2010
RONIN TRADING, LLC
May 24, 2006 - July 28, 2011
RONIN CAPITAL, LLC
November 9, 2005 - April 17, 2006
TRADELINK L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RII TRADING, LLC
CRD#: 165761 / SEC#: , 8-69180
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONENNA, DOMINIC | CHIEF FINANCIAL OFFICER | |
| REYNOLDS, MATTHEW MARK | CHIEF COMPLIANCE OFFICER | 4077413 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
