Arnold G. Adkins
Professional summary
Arnold Gregory Adkins, who also goes by Arnold Gregory Adkins II, Greg Adkins, Gregory Adkins, Arnold Gregory Adkins, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Oceanside, California and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Arnold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Arnold has worked at 9 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arnold Gregory Adkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
July 27, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111October 7, 2020 - July 18, 2022
PARK AVENUE SECURITIES LLC
August 10, 2020 - July 18, 2022
PARK AVENUE SECURITIES LLC
September 2, 2011 - October 7, 2011
CENTAURUS FINANCIAL, INC.
December 1, 2008 - October 1, 2009
HARRISDIRECT LLC
December 1, 2008 - October 1, 2009
E*TRADE SECURITIES LLC
April 21, 2008 - August 12, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
April 16, 2008 - August 12, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
May 26, 2005 - August 29, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
May 26, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
May 26, 2005 - August 29, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2022)
(8/1/2022)
(8/10/2022)
(8/24/2022)
(7/27/2022)
(7/28/2022)
(7/28/2022)
(8/10/2022)
(8/1/2022)
(10/13/2022)
(7/28/2022)
(8/9/2022)
(8/2/2022)
(7/28/2022)
(7/28/2022)
(8/29/2022)
(7/28/2022)
(8/19/2022)
(9/19/2022)
(7/28/2022)
(8/1/2022)
(8/24/2022)
(7/27/2022)
(8/1/2022)
(8/12/2022)
(8/4/2022)
(7/28/2022)
(7/28/2022)
(8/2/2022)
(7/28/2022)
(8/2/2022)
(7/28/2022)
(8/24/2022)
(8/1/2022)
(8/18/2022)
(8/2/2022)
(8/4/2022)
(7/28/2022)
(7/29/2022)
(7/29/2022)
(7/28/2022)
(7/28/2022)
(10/12/2022)
(7/28/2022)
(7/28/2022)
(7/28/2022)
Exams
Series 7TO
Date: 8/10/2020
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
