Christopher S. Harne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Steven Harne, who also goes by Christopher Harne, Chris Harne, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2022 - December 31, 2024
REMORA WEALTH MANAGEMENT
April 2, 2008 - November 25, 2009
GUGGENHEIM DISTRIBUTORS, LLC
May 17, 2006 - January 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 2006 - January 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2005 - April 3, 2006
MORGAN STANLEY DW INC.
July 29, 2005 - August 2, 2005
CITIGROUP GLOBAL MARKETS INC.
July 29, 2005 - April 3, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REMORA WEALTH MANAGEMENT
CRD#: 324101 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 900,000 |
Red Flags
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