Eldrick E. Woodley
Professional summary
Eldrick Earl Woodley was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eldrick is a previously registered financial advisor and started their career in finance in 2005. Prior to being barred, Eldrick had worked at 5 firms, which includes WOODLEY AND CO. WEALTH STRATEGIES, WELLS FARGO CLEARING SERVICES LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC, EQUITABLE ADVISORS LLC, INVESCO DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2011 - December 31, 2012
WOODLEY AND CO. WEALTH STRATEGIES
March 4, 2009 - November 11, 2010
WELLS FARGO CLEARING SERVICES, LLC
February 5, 2009 - November 11, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 24, 2008 - January 21, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 25, 2007 - January 21, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 20, 2006 - July 17, 2007
EQUITABLE ADVISORS, LLC
April 29, 2005 - January 5, 2006
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODLEY AND CO. WEALTH STRATEGIES
CRD#: 155869 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
