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JW

Jack A. Woodward

Some features on this profile are disabled
CRD#: 4893111
JW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jack Anthony Woodward, who also goes by Jack Woodward, was a registered financial professional .

Jack is a previously registered financial professional and started their career in finance in 2005. Jack had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Woodward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RANCH. YOAKUM, TX. NOT INVESTMENT RELATED. BUSINESS - RANCHING. TITLE - OWNER.START DATE - 05/01/1996. 100 HRS/MONTH.DUTIES - NONE. 2) FINRA. Address: New York, NY Nature of the Business: Part Time Hourly Employee Position/Title: Independent Contractor Investment Related:No Start Date: 10/03/2012 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 4 Description of duties: Arbitrator. 3) Phenix 2000, LLC Address: Houston, TX Nature of the Business: Business Owner Position/Title: Proprietor/Owner Investment Related:Yes Start Date: 07/03/2000 Hours per month devoted to this business: 30 Hours per month devoted to this business during trading hours: 1 Description of duties: Procurement, payables, oversight of contract labor and projects 4) Name of Business : Saxon Financial Group Address: 1177 West Loop S Ste 1300,Houston, TX Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Independent Contractor Investment Related:No Start Date: 05/02/2016 Hours per month devoted to this business: 250 Hours per month devoted to this business during trading hours: 150 Description of duties: Financial Advisor

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 18, 2021 - September 11, 2023

SAXON FINANCIAL GROUP

RIA
CRD#: 311687
HOUSTON, TX
Past

May 2, 2016 - April 8, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
HOUSTON, TX
Past

May 2, 2016 - April 8, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HOUSTON, TX
Past

June 29, 2007 - May 11, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
HOUSTON, TX
Past

June 29, 2007 - May 11, 2016

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
HOUSTON, TX
Past

February 21, 2005 - July 13, 2007

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

February 4, 2005 - July 13, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SAXON FINANCIAL GROUP
ERDIL FINANCIAL GROUP | SAXON INTERESTS, INC. | SAXON FINANCIAL GROUP | LOVE FINANCIAL GROUP

CRD#: 311687 / SEC#: 801-120283

RIA
Registered Investment Advisory firm - (2/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/18/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/14/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2005
General Securities Representative Examination

Current Firm

SF
SAXON FINANCIAL GROUP
ERDIL FINANCIAL GROUP | SAXON INTERESTS, INC. | SAXON FINANCIAL GROUP | LOVE FINANCIAL GROUP

CRD#: 311687 / SEC#: 801-120283

RIA
Registered Investment Advisory firm - (2/9/2021 Approved)
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Contact information

Main Address
1177 West Loop S Suite 1825, Houston, TX 77027
Mailing Address
Phone number
(713) 425-5340
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAXON FINANCIAL GROUP DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts1,713
AUM (Assets Under Management)$ 616,477,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAXON FINANCIAL GROUP

CRD#: 311687

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