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JH

Jeffrey L. Houston

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CRD#: 4892877
JH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Lowell Houston, who also goes by Jeff L. Houston, Jeff Houston, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2005. Jeffrey had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeff L. Houston | Jeff Houston

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 8, 2016 - April 25, 2018

NAVIDAR LLC

RIA
CRD#: 277084
AUSTIN, TX
Past

August 22, 2016 - April 25, 2018

NAVIDAR GROUP LLC

BD
CRD#: 148011
AUSTIN, TX
Past

June 18, 2015 - August 15, 2016

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
MINNEAPOLIS, MN
Past

April 28, 2011 - June 17, 2015

BARRINGTON RESEARCH ASSOCIATES, INC.

BD
CRD#: 13820
CHICAGO, IL
Past

January 12, 2005 - April 20, 2011

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/31/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


NL
NAVIDAR LLC
NAVIDAR LLC

CRD#: 277084 / SEC#:

Texas
Registered Investment Advisory firm - (1/28/2022 Approved)
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Contact information


Main Address
2700 Via Fortuna, Suite 140, Austin, TX 78746
Mailing Address
Phone number
(512) 765-6973
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NAVIDAR LLC

CRD#: 277084

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