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Scott M. Solomon

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CRD#: 4892818
SS
Scott Michael Solomon

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Michael Solomon was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2005. Scott had worked at 3 firms and has passed the Series 66, Series 3, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Investment Committee Member at Foundation for the Education Development of Children, an educational institution. Organization operates out of Evanston, IL. Organization is not primarily engaged in investment-related activity. Start Date: October 15, 2015. One hour per month. Duties include general member responsibilities and investment oversight of the organization. (2) Investment Committee Member of Leslie Shankman School Corporation, a non-profit organization. Activity will take place from Evanston, IL. Organization is not primarily engaged in investment-related activity. Start Date: October 15, 2015. One hour per month. Duties include serving on the Investment Committee of the organization. (3) Owner of Fresh Coast Coffee Company LLC, a coffee company. Organization operates out of Evanston, IL. Organization is not primarily engaged in investment-related activity. Start Date: August 26, 2024. Five hours per month. Duties include the general management of the company.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 18, 2022 - July 29, 2026

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
DEERFIELD, IL
Past

January 4, 2021 - July 29, 2026

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
DEERFIELD, IL
Past

September 12, 2005 - July 29, 2026

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA
CRD#: 106693
DEERFIELD, IL
Past

February 23, 2005 - January 4, 2021

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
DEERFIELD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/23/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 11/7/2020
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/28/2020
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/19/2020
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/19/2013
General Securities Principal Examination

Current Firm

MA
MERCER ALLIED COMPANY, L.P.
MERCER ALLIED COMPANY, L.P.

CRD#: 37404 / SEC#: , 8-47739

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Coliseum Drive, Cohoes, NY 12047
Mailing Address
100 Coliseum Drive, Cohoes, NY 12047
Phone number
(518) 886-4000
Established
Delaware since 10/11/1994
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GOLDMAN SACHS WEALTH SERVICES, L.P.SOLE LIMITED PARTNER106693
GS AYCO HOLDING LLCGENERAL PARTNER
HALL, LARIK MARSHALLPRESIDENT2634322
KINOWSKI, KYLE TVICE PRESIDENT4277862
LUKS, SHELLEY MVP & CHIEF FINANCIAL OFFICER6004389
NASS, JEREMY PAULVP & CHIEF OPERATIONS OFFICER4244509
SPENCER, STEVENVP & CHIEF COMPLIANCE OFFICER4866529
VOLSKY, MELISSA CVICE PRESIDENT4648752

Red Flags

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Company Information

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

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