Noel M. Jameson

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CRD#: 4892679

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Noel Martin Jameson, who also goes by N. Marty Jameson, was a registered financial professional .

Noel is a previously registered financial professional and started their career in finance in 2004. Noel had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

N. Marty Jameson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 23, 2023 - March 18, 2024

GT SECURITIES, INC.

CRD#: 116012

LOS ANGELES, CA

Past

May 24, 2021 - December 9, 2021

PFS INVESTMENTS INC.

CRD#: 10111

BROOKLYN, NY

Past

December 15, 2018 - June 7, 2019

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

March 6, 2018 - December 13, 2018

TOBIN & COMPANY SECURITIES LLC

CRD#: 137918

CHARLOTTE, NC

Past

April 15, 2015 - March 1, 2016

TERRANOVA CAPITAL EQUITIES, INC

CRD#: 45097

NEW YORK, NY

Past

November 12, 2012 - June 14, 2013

INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134

AUSTIN, TX

Past

May 3, 2010 - December 31, 2010

RICHFIELD ORION INTERNATIONAL, INC.

CRD#: 24433

CASTLE ROCK, CO

Past

August 13, 2009 - November 24, 2009

ACHILLES SECURITIES, LLC

CRD#: 133542

NEW YORK, NY

Past

August 14, 2008 - November 24, 2008

ANDREW GARRETT INC.

CRD#: 29931

NEW YORK, NY

Past

July 15, 2008 - August 18, 2008

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

March 6, 2007 - July 9, 2008

AUGMENT SECURITIES INC.

CRD#: 28373

NEW YORK, NY

Past

December 14, 2004 - January 18, 2006

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/9/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/2004

General Securities Representative Examination

Current Firm

GT SECURITIES, INC.

GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

12130 Millennium Dr Suite 300, Los Angeles, CA 90094

Mailing Address

12130 Millennium Dr, Los Angeles, CA 90094

Phone number

(310) 846-5004

Established

California since 12/06/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GROWTHINK, INC.	PARENT CORPORATION
MUELLER, MICHELLE	CHIEF COMPLIANCE OFFICER	6707697
TURO, JAMES STEVEN	MANAGING DIRECTOR	2083402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Noel M. Jameson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PFS INVESTMENTS INC.

EMERSON EQUITY LLC

TOBIN & COMPANY SECURITIES LLC

TERRANOVA CAPITAL EQUITIES, INC

INDEPENDENT INVESTMENT BANKERS, CORP.

RICHFIELD ORION INTERNATIONAL, INC.

ACHILLES SECURITIES, LLC

ANDREW GARRETT INC.

THE CONCORD EQUITY GROUP, LLC

AUGMENT SECURITIES INC.

R. F. LAFFERTY & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/2005

SIE

Date: 10/1/2018

Series 7

Date: 4/14/2004

Current Firm

GT SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GT SECURITIES, INC.

TRUST BUT VERIFY

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