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KM

Kathryn L. Moreno

BEARING FINANCIAL ADVISORS
Austin, TX 78759
Some features on this profile are disabled
CRD#: 4892673
KM

Professional summary

Kathryn Lynn Moreno, CFP®, who also goes by Ayers, Newhouse, Kathryn Lynn Scanlon, Kathy Scanlon, is a registered financial advisor currently at BEARING FINANCIAL ADVISORS, LLC located in Austin, Texas.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kathryn has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ayers | Newhouse | Kathryn Lynn Scanlon | Kathy Scanlon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No. 1) Name of Business: Kathryn L. Scanlon. Non-Investment Related. Address: 8208 Cliffview Drive, Austin, TX. 78759 Nature of Business: Rental of a garage apartment attached to homestead. Position/Title/Relationship: Owner. Start Date: 11/2010. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Lease with a tenant for $995 per month. No. 2) Name of Business: Target Insurance Agency. Non-Investment Related. Address: 11020 Oakmont St. Overland Park, KS 66210. Nature of Business: Insurance- Life and Long term care. Position/Title/Relationship: Agent. Start Date: 09/30/2007. Hours per month: 1. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Selling insurance policies. No. 3) Name of Business: Bearing Financial Advisors, LLC. Investment Related. DBA Financial Advisor and Planner. Address: 4807 Spicewood Springs Rd. Building 2, Suite 475, Austin, TX 78759. Nature of Business: Pass-through entity for earnings with Calton & Associates, Inc. Position/Title/Relationship: Subcontractor. Start Date: 11/01/2014. Hours per month: 90. Hours per month during Securities trading hours: 75. Duties/Responsibilities: Financial advisor and planner; Investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Lynn Moreno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1988

Experience

Current

September 9, 2019 - Present

BEARING FINANCIAL ADVISORS, LLC

Office #1: 9390 Research Blvd Kaleido Bldg I Suite 330, Austin, TX 78759
RIA
CRD#: 305257
Austin, TX
Past

August 1, 2016 - September 4, 2019

CALTON & ASSOCIATES, INC.

RIA
CRD#: 20999
AUSTIN, TX
Past

August 1, 2016 - September 4, 2019

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
AUSTIN, TX
Past

September 4, 2007 - August 2, 2016

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
AUSTIN, TX
Past

September 4, 2007 - August 2, 2016

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
AUSTIN, TX
Past

February 7, 2005 - September 5, 2007

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
AUSTIN, TX
Past

January 26, 2005 - September 5, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/9/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/4/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/2005
General Securities Representative Examination

Current Firm

BF
BEARING FINANCIAL ADVISORS, LLC
BEARING FINANCIAL ADVISORS, L.L.C. | BEARING FINANCIAL ADVISORS, LLC

CRD#: 305257 / SEC#:

Texas
Registered Investment Advisory firm - (9/6/2019 Approved)
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Contact information

Main Address
9390 Research Blvd Kaleido Bldg I Suite 330, Austin, TX 78759
Mailing Address
Phone number
(512) 241-1035
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts367
AUM (Assets Under Management)$ 86,753,205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEARING FINANCIAL ADVISORS, LLC

CRD#: 305257Austin, TX 78759

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