Rodel P. Uy
Professional summary
Rodel P Uy is a registered financial professional currently at BELVEDERE TRADING LLC located in Chicago, Illinois.
Rodel is registered as a RR (Registered Representative) and started their career in finance in 2005. Rodel has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rodel P Uy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2019 - Present
BELVEDERE TRADING LLC
Office #1: 10 S Riverside Plaza Suite 2100, Chicago, IL 60606July 8, 2014 - July 10, 2019
FIS BROKERAGE & SECURITIES SERVICES LLC
February 19, 2014 - July 15, 2014
E*TRADE SECURITIES LLC
January 24, 2005 - November 26, 2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
BOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
BELVEDERE TRADING LLC
CRD#: 132605 / SEC#: , 8-66612
Contact information
Documents
Disclosures
| Regulatory Event | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
