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Devon Freiberger

CRD# 4892590·Registered 2005 - 2013
Suspended: Devon Freiberger was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Devon Freiberger, who also goes by Devon Sands, was a registered financial advisor. Devon was a previously registered financial advisor and started their career in finance 2005 - 2013. Devon had worked at 5 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Devon Sands

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

MCBARRON CAPITAL LLC·CRD# 131431
BD
New York, NY
March 28, 2013 - May 21, 2013
ALLIED MILLENNIAL PARTNERS, LLC·CRD# 16569
BD
New York, NY
November 15, 2012 - February 28, 2013
B. RILEY WEALTH ADVISORS, INC.·CRD# 115927
RIA
New York, NY
June 27, 2006 - October 26, 2009
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
May 16, 2006 - September 28, 2011
GRANTA CAPITAL GROUP LLC·CRD# 114657
BD
New York, NY
August 3, 2005 - May 15, 2006

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Current Firm

MC
MCBARRON CAPITAL LLC

ALZEON FINANCIAL LLC | MCBARRON CAPITAL LLC | ARJENT, LLC | ARJENT SERVICES, LLC | ARJENT SERVICES LLC | ARJENT LLC

CRD#: 131431 / SEC#: 8-66460
BD
Terminated by SEC on 12/30/2016

Contact Information

Established

Delaware since 06/11/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ARJENT SERVICES LIMITED (DELAWARE)OWNER OF 96%—
CRAFA, JAMES ALFREDCEO/CHIEF COMPLIANCE OFFICER1131170
MURRAY, STEPHANIE AMUNDSENFINOP5469680
PANGAEA TRADING PARTNERS LLCSHAREHOLDER—

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2005About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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