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Devon Freiberger

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CRD#: 4892590
DF

Professional summary


Devon Freiberger was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Devon Freiberger, who also goes by Devon Sands, was a registered financial advisor .

Devon is a previously registered financial advisor and started their career in finance in 2005. Devon had worked at 5 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Devon Sands

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 28, 2013 - May 21, 2013

MCBARRON CAPITAL LLC

BD
CRD#: 131431
NEW YORK, NY
Past

November 15, 2012 - February 28, 2013

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY
Past

June 27, 2006 - October 26, 2009

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
NEW YORK, NY
Past

May 16, 2006 - September 28, 2011

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

August 3, 2005 - May 15, 2006

GRANTA CAPITAL GROUP LLC

BD
CRD#: 114657
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2005
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


MC
MCBARRON CAPITAL LLC
ALZEON FINANCIAL LLC | MCBARRON CAPITAL LLC | ARJENT, LLC | ARJENT SERVICES, LLC | ARJENT SERVICES LLC | ARJENT LLC

CRD#: 131431 / SEC#: , 8-66460

BD
Terminated by SEC on 12/30/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 06/11/2003
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ARJENT SERVICES LIMITED (DELAWARE)OWNER OF 96%
CRAFA, JAMES ALFREDCEO/CHIEF COMPLIANCE OFFICER1131170
MURRAY, STEPHANIE AMUNDSENFINOP5469680
PANGAEA TRADING PARTNERS LLCSHAREHOLDER

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCBARRON CAPITAL LLC

CRD#: 131431

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