Stephen D. Mckoy
Professional summary
Stephen Dirk Mckoy was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen Dirk Mckoy was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2005. Stephen had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - March 13, 2014
LAIDLAW & COMPANY (UK) LTD.
March 25, 2013 - January 31, 2014
WINDSOR STREET CAPITAL, LP
May 20, 2008 - April 2, 2013
JOHN THOMAS FINANCIAL
March 10, 2006 - August 17, 2006
NATIONAL SECURITIES CORPORATION
April 20, 2005 - March 15, 2006
S.W. BACH & COMPANY
January 1, 2005 - April 4, 2005
MAX INTERNATIONAL BROKER/DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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