Elisheva S. Defeo

YHB INVESTMENT ADVISORS

West Hartford, CT 06107

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CRD#: 4892049

Professional summary

Elisheva Sharon Defeo, who also goes by Elisheva Sharon De Feo, is a registered financial advisor currently at YHB INVESTMENT ADVISORS INC located in West Hartford, Connecticut.

Elisheva is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Elisheva has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elisheva Sharon De Feo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisheva Sharon Defeo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2018 - Present

YHB INVESTMENT ADVISORS INC

Office #1: 29 South Main Street, Suite 306, West Hartford, CT 06107

RIA

CRD#: 105434

West Hartford, CT

Past

March 5, 2014 - January 29, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WEST HARTFORD, CT

Past

March 5, 2014 - January 29, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WEST HARTFORD, CT

Past

February 6, 2012 - January 3, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WEST HARTFORD, CT

Past

September 21, 2011 - January 2, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WEST HARTFORD, CT

Past

December 24, 2009 - September 14, 2011

MORGAN STANLEY

RIA

CRD#: 149777

WEST HARTFORD, CT

Past

June 1, 2009 - September 14, 2011

MORGAN STANLEY

CRD#: 149777

WEST HARTFORD, CT

Past

May 22, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WEST HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA

Registered Investment Advisory firm - (1/26/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/30/2018)

IAR

Texas
(11/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/10/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/2007

General Securities Representative Examination

Current Firm

YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA

Registered Investment Advisory firm - (1/26/1990 Approved)

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Contact information

Main Address

29 South Main Street Suite 306, West Hartford, CT 06107-2417

Mailing Address

Phone number

(860) 561-7050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,864
AUM (Assets Under Management)	$ 1,989,951,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
02/29/2024	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elisheva S. Defeo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisheva Sharon Defeo's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

YHB INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2009

Series 63

Date: 12/10/2007

SIE

Date: 1/29/2018

Series 7

Date: 5/21/2007

Current Firm

YHB INVESTMENT ADVISORS INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

YHB INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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