Justin H. Castelli

SANTIAGO.LIFE

Fishers, IN 46038

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CRD#: 4892009

Professional summary

Justin Henry Thomas Castelli, CFP® is a registered financial advisor currently at SANTIAGO.LIFE located in Fishers, Indiana.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Justin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RENTAL PROPERTY INCOME AS HOMEOWNER; NON-INVESTMENT RELATED. 2. Owner RLS Threads; an online clothing store for financial advisors 3. Owner RLS Ventures; consulting with financial advisors for marketing 4. Co-Owner The Advisor Growth Community; an online community for advisors

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Henry Thomas Castelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

July 2, 2015 - Present

SANTIAGO.LIFE

Office #1: 11650 Lantern Rd. Suite 236, Fishers, IN 46038

RIA

CRD#: 257786

Fishers, IN

Past

May 31, 2013 - May 26, 2015

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

INDIANAPOLIS, IN

Past

May 31, 2013 - May 26, 2015

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

INDIANAPOLIS, IN

Past

January 1, 2007 - June 6, 2013

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

CARMEL, IN

Past

October 30, 2006 - June 6, 2013

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

CARMEL, IN

Past

September 29, 2005 - October 30, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

INDIANAPOLIS, IN

Past

September 2, 2005 - September 21, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 1, 2005 - September 6, 2005

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(7/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/28/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SANTIAGO.LIFE

CRD#: 257786 / SEC#:

Illinois

Registered Investment Advisory firm - (3/31/2025 Terminated)

Indiana

Registered Investment Advisory firm - (7/2/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11650 Lantern Rd. Suite 236, Fishers, IN 46038

Mailing Address

Phone number

(317) 593-9390

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	389
AUM (Assets Under Management)	$ 75,419,984

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin H. Castelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Henry Thomas Castelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

CHASE INVESTMENT SERVICES CORP.

MML INVESTORS SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2006

Series 63

Date: 12/22/2004

SIE

Date: 5/26/2015

Series 7

Date: 8/13/2007

Series 6

Date: 12/28/2004

Current Firm

SANTIAGO.LIFE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SANTIAGO.LIFE

TRUST BUT VERIFY

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