Maria-elena M. Roner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria-elena Morelli Roner, CFP®, who also goes by Maria-elena Morelli, Maria Elena Roner, Maria Roner, Maria Elena M Roner, Maria-elena Roner, was a registered financial professional .
Maria-elena is a previously registered financial professional and started their career in finance in 2005. Maria-elena had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
May 18, 2015 - August 23, 2019
SUMMITRY, LLC
September 15, 2011 - July 9, 2013
USAA FINANCIAL PLANNING SERVICES
September 15, 2011 - July 9, 2013
USAA FINANCIAL ADVISORS, INC.
May 29, 2008 - February 25, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 29, 2008 - February 25, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 2006 - February 28, 2008
WOODBURY FINANCIAL SERVICES, INC.
January 1, 2005 - February 28, 2008
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SUMMITRY, LLC
CRD#: 128586 / SEC#: 801-62398
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMITRY, LLC
CRD#: 128586 / SEC#: 801-62398
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,384 |
| AUM (Assets Under Management) | $ 3,008,628,872 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
