Allison H. Gregory

SALOMON AND LUDWIN

Richmond, VA 23238

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CRD#: 4891387

Professional summary

Allison Hope Gregory is a registered financial advisor currently at SALOMON AND LUDWIN located in Richmond, Virginia.

Allison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Allison has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GOOCHLAND CARES; INVESTMENT RELATED; GOOCHLAND,VA; INVESTMENT COMMITTEE MEMBER; START DATE 09/01/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO REVIEW THE MONTHLY AND QUARTERLY STATEMENTS AND LISTEN TO REPORT ON STRATEGY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison Hope Gregory's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2024 - Present

SALOMON AND LUDWIN

Office #1: 1401 Gaskins Road, Richmond, VA 23238

RIA

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SALOMON AND LUDWIN

SALOMON AND LUDWIN | SALOMON AND LUDWIN, LLC

CRD#: 292456 / SEC#: 801-112494

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/6/2024)

IAR

Virginia
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2018

General Securities Representative Examination

Current Firm

SALOMON AND LUDWIN

SALOMON AND LUDWIN | SALOMON AND LUDWIN, LLC

CRD#: 292456 / SEC#: 801-112494

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

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Contact information

Main Address

1401 Gaskins Road, Richmond, VA 23238

Mailing Address

Phone number

(804) 592-4999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (4/16/2025)

2A BROCHURE (4/16/2025)

Regulatory assets under management

Total Number of Accounts	1,773
AUM (Assets Under Management)	$ 1,227,068,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Allison H. Gregory

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison Hope Gregory's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST CITIZENS ASSET MANAGEMENT, INC

FIRST CITIZENS SECURITIES CORPORATION

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

SALOMON AND LUDWIN

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2018

Current Firm

SALOMON AND LUDWIN

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SALOMON AND LUDWIN

TRUST BUT VERIFY

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