Paul B. Rosenbaum
Professional summary
Paul Benjamin Rosenbaum is a registered financial professional currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2005. Paul has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Benjamin Rosenbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2014 - Present
BLUEFIN CAPITAL MANAGEMENT, LLC
Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010February 14, 2008 - August 20, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
January 14, 2005 - February 22, 2006
SUSQUEHANNA FIXED INCOME, L.P.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Current Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
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