Stephan R. Goyette

GFP WEALTH MANAGEMENT

THOUSAND OAKS, CA 91361

Some features on this profile are disabled

CRD#: 4891103

Professional summary

Stephan R Goyette, CFP® is a registered financial advisor currently at GFP WEALTH MANAGEMENT located in Thousand Oaks, California.

Stephan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Stephan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Do you have an area of expertise or specialization?

Investment Advice with Ongoing...

Middle Income Client Needs

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephan R Goyette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 10, 2005 - Present

GFP WEALTH MANAGEMENT

Office #1: 25 W Rolling Oaks Drive Suite 111, Thousand Oaks, CA 91361

RIA

CRD#: 133566

THOUSAND OAKS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GFP WEALTH MANAGEMENT

GFP WEALTH MANAGEMENT | GOYETTE FINANCIAL PLANNING, INC

CRD#: 133566 / SEC#: 801-127509

RIA

Registered Investment Advisory firm - (4/13/2023 Approved)

California

Registered Investment Advisory firm - (5/19/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/10/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2004

Uniform Investment Adviser Law Examination

Current Firm

GFP WEALTH MANAGEMENT

GFP WEALTH MANAGEMENT | GOYETTE FINANCIAL PLANNING, INC

CRD#: 133566 / SEC#: 801-127509

RIA

Registered Investment Advisory firm - (4/13/2023 Approved)

California

Registered Investment Advisory firm - (5/19/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

25 W Rolling Oaks Drive Suite 111, Thousand Oaks, CA 91361

Mailing Address

25 W Rolling Oaks Drive Suite 111, Thousand Oaks, CA 91361

Phone number

(805) 494-8181

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (2/7/2025)

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 168,412,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

Camarillo, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephan R. Goyette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephan R Goyette's CRS (Customer Relationship Summary).

Certified licenses

Experience

GFP WEALTH MANAGEMENT

Primary Firm SEC Registration

GFP WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2004

Current Firm

GFP WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GFP WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

Similar Advisors