Neel R. Pujara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neel Rajendra Pujara was a registered financial professional .
Neel is a previously registered financial professional and started their career in finance in 2005. Neel had worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2011 - March 17, 2013
DUNIYA TRADE, INC.
May 28, 2009 - November 5, 2009
EQUINOX SECURITIES, INC.
July 12, 2005 - May 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 2005 - May 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DUNIYA TRADE, INC.
CRD#: 150616 / SEC#: , 8-68276
Contact information
Documents
Red Flags
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