Collin J. Terry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Collin James Terry, who also goes by Collin J Terry, was a registered financial professional .
Collin is a previously registered financial professional and started their career in finance in 2005. Collin had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2012 - July 9, 2014
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
February 14, 2012 - February 27, 2013
G.F. INVESTMENT SERVICES, LLC
May 23, 2011 - October 24, 2011
FIDELITY BROKERAGE SERVICES LLC
December 5, 2006 - April 1, 2010
NATIONWIDE INVESTMENT ADVISORS, LLC
September 22, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 12, 2006 - April 1, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 1, 2005 - July 19, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
CRD#: 132070 / SEC#: 801-63282
Contact information
Red Flags
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