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Philip E. Tetley
TETLEY INVESTMENTS
Park Ridge, IL 60068
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CRD#: 4891069
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Professional summary
Philip Eugene Tetley is a registered financial advisor currently at TETLEY INVESTMENTS, LLC located in Park Ridge, Illinois.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Philip has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Eugene Tetley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2012 - Present
TETLEY INVESTMENTS, LLC
Office #1: 444 N Northwest Hwy. Suite 245, Park Ridge, IL 60068RIA
CRD#: 164130
Park Ridge, IL
Past
May 4, 2005 - December 7, 2009
TETLEY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 133516
NORMAL, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TETLEY INVESTMENTS, LLC
TETLEY INVESTMENTS, LLC
CRD#: 164130 / SEC#: 801-121491
RIA
Registered Investment Advisory firm - (6/11/2021 Approved)Florida
Registered Investment Advisory firm - (6/16/2021 Terminated)Illinois
Registered Investment Advisory firm - (6/16/2021 Terminated)Indiana
Registered Investment Advisory firm - (6/16/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/16/2021 Terminated)Michigan
Registered Investment Advisory firm - (6/16/2021 Terminated)Minnesota
Registered Investment Advisory firm - (12/21/2020 Terminated)Texas
Registered Investment Advisory firm - (6/16/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/15/2012)
Current Firm
TI
TETLEY INVESTMENTS, LLC
TETLEY INVESTMENTS, LLC
CRD#: 164130 / SEC#: 801-121491
RIA
Registered Investment Advisory firm - (6/11/2021 Approved)Florida
Registered Investment Advisory firm - (6/16/2021 Terminated)Illinois
Registered Investment Advisory firm - (6/16/2021 Terminated)Indiana
Registered Investment Advisory firm - (6/16/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/16/2021 Terminated)Michigan
Registered Investment Advisory firm - (6/16/2021 Terminated)Minnesota
Registered Investment Advisory firm - (12/21/2020 Terminated)Texas
Registered Investment Advisory firm - (6/16/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
444 N Northwest Hwy. Suite 245, Park Ridge, IL 60068
Mailing Address
Phone number
(773) 698-6862
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 507 |
| AUM (Assets Under Management) | $ 173,270,267 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
