Thomas F. Cloney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Francis Cloney JR was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1973. Thomas had worked at 2 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 1975 - December 31, 2001
STIRES & CO., INC.
March 13, 1973 - January 20, 1975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 1/28/1974
General Securities Principal ExaminationCurrent Firm
STIRES & CO., INC.
CRD#: 6813 / SEC#: , 8-18268
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ODONNELL, ROBERT JOHN | SHAREHOLDER | 1558093 |
| STIRES, SIDNEY HOMER | PRESIDENT | 436775 |
| STIRES, ANNE CARROLL | SHAREHOLDER | |
| STIRES, PHILIP | SHAREHOLDER | |
| STIRES, THOMAS | SHAREHOLDER | |
| WRIGHT, MARTHA | SHAREHOLDER | |
| ESTATE OF PAT SHEERIN | SHAREHOLDER | |
| FERRARO, PATRICIA MARIE | FINANCIAL AND OPERATIONS PRINCIPAL | 4263513 |
| GODSHELL, R. ELLIS | SHAREHOLDER | |
| RUFFIN, PETER | SHAREHOLDER |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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