Lori Lynn Sunstrum
Professional Summary
Lori Lynn Sunstrum was a registered financial advisor. Lori was a previously registered financial professional and started their career in finance 2006 - 2012. Lori had worked at 1 firm and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
FAMILY MANAGEMENT SECURITIES CORPORATION | FAMILY MANAGEMENT SECURITIES, LLC
Contact Information
Established
New York since 04/27/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZISES, SEYMOUR WILLIAM | PRESIDENT, MEMBER, CEO | 816096 |
| ZISES CHILDREN'S TRUST | FAMILY TRUST | — |
| AT MANAGEMENT SERVICES INC. | MEMBER | — |
| FORTINO, ANGELINA | PRINCIPAL FINANCIAL & OPERATIONS OFFICER - CFO | 6869135 |
| FRANK, PHILIP THOMAS | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 4195958 |
| GREENBERG, MONTE I. | TRUSTEE | 7831859 |
| TESSLER, ANDREA LESLIE | MANAGING DIRECTOR, MEMBER | 1407430 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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