JC
Jenning C. Chen
AMERITAS ADVISORY SERVICES
BREA, CA 92821
Some features on this profile are disabled
CRD#: 4890641
JC
Professional summary
Jenning Chenyin Chen, who also goes by Chen Yin Chen, Chenyin Chen, Jenning Chen, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Brea, California and AMERITAS INVESTMENT COMPANY, LLC located in Brea, California.
Jenning is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jenning has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chen Yin Chen | Chenyin Chen | Jenning Chen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STRATEGIC HORIZON; 388 E VALLEY BLVD STE 201, ALHAMBRA CA 91801; INV REL; SELL FIXED INSURANCE PRODUCTS AND HEALTH INSURANCE; AGENT; START DATE=01/2013; HRS/MO=80; TRADING HRS/MO=40; SELL FIXED INSURANCE PRODUCTS AND HEALTH INSURANCE * JENNING CHEN HEALTH INSURANCE; SAME AS BRANCH; NON-INV REL; SELLING HEALTH INSURANCE; AGENT; START DATE=08/2018; HRS/MO=15; TRADING HRS/MO=10; SELLING HEALTH INSURANCE * RENTAL PROPERTY; SAME AS RESIDENCE; NON-INV REL; RENTAL PROPERTY IN LA HABRA AND EASTVALE, CA; OWNER; START DATE=01/2010; HRS/MO=1; TRADING HRS/MO=0; COLLECT RENTS * CAPSTONE FINANCIAL GROUP; 620 COOLIDGE DR STE 165, FOLSOM CA 95630; INV REL; SELL LIFE INSURANCE; AGENT; START DATE=03/2018; HRS/MO=400; TRADING HRS/MO=200; SELL LIFE INSURANCE * Windsor Insurance; 21820 Burbank Blvd Ste 100 S, Woodland Hills CA 91367; inv rel; general agency for life insurance; Agent; start date=01/2013; hrs/mo=10; trading hrs/mo=10; agent, life insurance sales * Jenstar Financial and Insurance; same as branch; inv rel; selling health insurance; Owner; start date=12/2012; hrs/mo=150; trading hrs/mo=150; sell health insurance * Jenyin Insurance Services; same as branch; inv rel; Name: Lion Street, Role: Broker, Type: Insurance, Start Date: 05/20/2021, Investment Related?: Yes, Address: 515 Congress Ave., Suite 2500, Austin, TX 78701, Number of Hours/Mo: 5, Number of Hrs during trading hours: 1, Duties: Sell Insurance * Jenmo Investment; 1800 E Lambert Rd #258, Brea, CA 92821; non-inv rel; Rental property; Owner; start date=01/2010; hrs/mo=1; trading hr/mo=0; Collecting rents
CRS (Client Relationship Summary) - RIA
Click below to view Jenning Chenyin Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1800 E Lambert Rd Ste 258, Brea, CA 92821RIA
CRD#: 317245
BREA, CA
Current
May 3, 2018 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1800 E Lambert Rd Ste 258, Brea, CA 92821BD
CRD#: 14869
Brea, CA
Past
August 9, 2018 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Buena Park, CA
Past
July 12, 2017 - May 3, 2018
EQUITY SERVICES, INC.
RIA
CRD#: 265
ALHAMBRA, CA
Past
July 12, 2017 - May 3, 2018
EQUITY SERVICES, INC.
BD
CRD#: 265
ALHAMBRA, CA
Past
February 12, 2013 - July 27, 2017
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
ALHAMBRA, CA
Past
January 11, 2013 - July 27, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
ALHAMBRA, CA
Past
March 2, 2007 - January 24, 2013
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CITY OF INDUSTRY, CA
Past
January 21, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
CITY OF INDUSTRY, CA
Past
January 21, 2005 - January 24, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CITY OF INDUSTRY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/3/2018)
IAR
California(11/1/2021)
RR
Nevada(11/25/2024)
RR
Oregon(10/8/2024)
RR
Virginia(9/1/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
