Janice A. Swenor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Anne Swenor, CFP®, who also goes by Janice A Laetz, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 2005. Janice had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2018 - October 7, 2022
JOURNEY WEALTH PARTNERS
February 17, 2015 - July 13, 2017
WILLIAMS FINANCIAL, LLC
January 3, 2013 - July 23, 2015
THE LANGTREE GROUP, INC.
January 14, 2005 - July 9, 2013
LANGTREE ASSOCIATES
State Registrations and Notice Filings
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Current Firm
JOURNEY WEALTH PARTNERS
CRD#: 147017 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 60,037,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
