Christopher T. Somers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Thomas Somers, who also goes by Christopher T Somers, Christopher Somers, Christopher Thomas Somers, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2023 - June 11, 2025
MGI FUNDS DISTRIBUTORS, LLC
November 9, 2017 - October 14, 2022
VALIC FINANCIAL ADVISORS, INC.
November 9, 2017 - October 14, 2022
VALIC FINANCIAL ADVISORS, INC.
October 1, 2012 - June 8, 2017
OSAIC FA, INC.
July 20, 2012 - June 8, 2017
OSAIC FA, INC.
July 19, 2012 - December 31, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 25, 2011 - April 20, 2012
PIMCO INVESTMENTS LLC
July 6, 2010 - March 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2009 - March 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2008 - September 28, 2009
BOFA DISTRIBUTORS, INC.
January 26, 2005 - January 3, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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