BC
Brian J. Callaghan
SPC
Okemos, MI 48864
Some features on this profile are disabled
CRD#: 4890071
BC
Professional summary
Brian James Callaghan, who also goes by Brian Callaghan, is a registered financial advisor currently at SPC located in Okemos, Michigan and SIGMA FINANCIAL CORPORATION located in Okemos, Michigan.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Callaghan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FAMILY LIFE FINANCIALS, 4121 OKEMOS RD, SUITE 12, OKEMOS, MI 48864. CATEGORY: INSURANCE. INVESTMENT RELATED: YES; TITLE: AGENT; DUTIES: OFFERS ACCIDENT & HEALTH, TERM LTC, DISABILITY, FIXED AND TRADITIONAL INSURANCE PRODUCTS AS WELL AS FIXED/INDEXED ANNUITIES, START: 3/2005; HOURS PER MONTH: 5; HOURS PER MONTH DURING TRADING HOURS: 2. 2. BRIAN CALLAGHAN, 4121 OKEMOS ROAD, SUITE 12, OKEMOS, MI 48864; CATEGORY: INSURANCE; INVESTMENT-RELATED: YES; TITLE: AGENT; DUTIES: OFFERING FIXED/INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE PRODUCTS; START DATE: 9/2006; HOURS PER MONTH:5; HOURS PER MONTH DURING TRADING HOURS:2 3. BRIAN CALLAGHAN, 800 S. OAK PARK AVE, APT. 2, SOUTH, OAK PARK, IL 60304; CATEGORY: REAL ESTATE RENTAL; INVESTMENT-RELATED: YES; TITLE: OWNER; DUTIES: MAINTAINS AND COLLECTS RENT ON RENTAL PROPERTY; START DATE: 9/2006; HOURS PER MONTH:5; HOURS PER MONTH DURING TRADING HOURS:2 4. BRIAN CALLAGHAN, 1441 Humbolt, Unit 304, Denver, CO. CATEGORY: REAL ESTATE RENTAL. INVESTMENT-RELATED: YES TITLE: OWNER. DUTIES: MAINTAINS RENTAL PROPERTY. START DATE: 08/2021 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2.
CRS (Client Relationship Summary) - RIA
Click below to view Brian James Callaghan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2021 - Present
SPC
Office #1: 4121 Okemos Rd. Suite 12, Okemos, MI 48864RIA
CRD#: 110692
Okemos, MI
Current
August 13, 2021 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 4121 Okemos Rd. Suite 12, Okemos, MI 48864BD
CRD#: 14303
Okemos, MI
Past
May 4, 2012 - August 16, 2021
OSAIC FS, INC.
RIA
CRD#: 3870
OKEMOS, MI
Past
January 24, 2005 - August 16, 2021
OSAIC FS, INC.
BD
CRD#: 3870
OKEMOS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/13/2021)
RR
Georgia(8/13/2021)
RR
Illinois(8/13/2021)
IAR
Illinois(2/5/2025)
RR
Indiana(8/13/2021)
RR
Iowa(8/13/2021)
RR
Kansas(10/2/2025)
RR
Michigan(8/13/2021)
IAR
Michigan(8/13/2021)
RR
Nevada(8/13/2021)
RR
North Carolina(8/13/2021)
RR
Ohio(8/13/2021)
RR
South Carolina(8/13/2021)
IAR
Texas(3/13/2023)
RR
West Virginia(8/13/2021)
RR
Wisconsin(8/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Okemos, MI 48864TRUST BUT VERIFY
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