Nathan A. Cripe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Andrew Cripe, who also goes by Nathan Andrew Cripe Mr, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2005. Nathan had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2013 - May 14, 2015
CURIAN CAPITAL, LLC
June 13, 2013 - May 14, 2015
CURIAN CLEARING, LLC
June 10, 2011 - June 14, 2013
B. RILEY WEALTH MANAGEMENT
June 10, 2011 - June 14, 2013
B. RILEY WEALTH MANAGEMENT
April 3, 2006 - June 14, 2011
MORGAN KEEGAN & COMPANY, LLC
April 3, 2006 - June 14, 2011
MORGAN KEEGAN & COMPANY, LLC
February 4, 2005 - April 4, 2006
FIRST ALLIED SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CURIAN CAPITAL, LLC
CRD#: 120270 / SEC#: 801-61122
Contact information
Red Flags
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