Mark G. Deering
SAGESPRING WEALTH PARTNERS | Senior Executive Vice President
Franklin, TN 37067
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CRD#: 4890057
Professional summary
Mark Glennon Deering, CFP® is a registered financial advisor currently at SAGESPRING WEALTH PARTNERS located in Franklin, Tennessee.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mark has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
Philanthropic services
Insurance
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: 336 LLC Address: 2024 Parker Hollow LN, Nolensville, TN, 37135, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/30/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Deering; Ferguson Address: 2024 Parker Hollow Ln, Nolensville, TN, 37135, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 04/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: trustee (3) Name of Business: DWT Tax LLC ("DWT Tax"), an affiliate of SageSpring Wealth Partners through common control. Address: 801 Crescent Centre Drive, Suite 600, Franklin, TN 37067, United States. Position: Manager. Activity Type: Tax and consulting services are provided to clients of DWT Tax, which includes clients of SageSpring Wealth Partners. Clients will not be charged for the services of DWT Tax. Instead, SageSpring Wealth Partners will reimburse DWT Tax for the approximate total of DWT Tax's costs and expenses for providing tax and consulting services to clients of SageSpring Wealth Partners. Clients are not obligated, contractually or otherwise, to use these services as a tax consultant. Any activity by an individual employed by DWT Tax in providing tax and consulting services is separate and distinct and outside of such individual's role with SageSpring Wealth Partners. Start date: February 2025; Approx # of hours/month: 5-10 hours/mo. during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Mark Glennon Deering's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
September 28, 2016 - Present
SAGESPRING WEALTH PARTNERS
Office #1: 801 Crescent Centre Drive Suite 600, Franklin, TN 37067RIA
CRD#: 283515
Franklin, TN
Past
January 2, 2009 - December 20, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FRANKLIN, TN
Past
July 15, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
FRANKLIN, TN
Past
January 27, 2005 - November 8, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP
CRD#: 283515 / SEC#: 801-107971
RIA
Registered Investment Advisory firm - (7/6/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(3/20/2023)
IAR
Tennessee(9/28/2016)
IAR
Texas(6/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP
CRD#: 283515 / SEC#: 801-107971
RIA
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Contact information
Main Address
801 Crescent Centre Drive Suite 600, Franklin, TN 37067
Mailing Address
Phone number
(615) 861-6100
Established
Firm type
Fiscal year end
# of Employees
180
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,811 |
| AUM (Assets Under Management) | $ 6,485,071,326 |
Red Flags
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Company Information
SAGESPRING WEALTH PARTNERS
Senior Executive Vice PresidentCRD#: 283515Franklin, TN 37067TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
