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Steven J. Snyder

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CRD#: 4890035
SS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven James Snyder was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2005. Steven had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 27, 2023 - September 13, 2023

ARMSTRONG SECURITIES LLC

BD
CRD#: 307429
NEW YORK, NY
Past

July 11, 2011 - June 28, 2019

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

August 2, 2006 - March 8, 2011

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
BOSTON, MA
Past

March 14, 2005 - March 31, 2006

BARINGS SECURITIES LLC

BD
CRD#: 36929
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/28/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/27/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/20/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/11/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/14/2018
General Securities Principal Examination

Current Firm

AS
ARMSTRONG SECURITIES LLC
ARMSTRONG SECURITIES LLC

CRD#: 307429 / SEC#: , 8-70480

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
711 3rd Avenue Floor 5, New York, NY 10017
Mailing Address
53 Forest Avenue 3rd Floor, Old Greenwich, CT 06870
Phone number
(212) 938-1200
Established
Connecticut since 01/09/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMSTRONG SECURITIES HOLDINGS LLCDIRECT OWNER
DALEY, RICHARD ANTHONYCOO/CCO2242011
MORENO, DANIEL ERICPOO4817706
POLISCHUK, JENNIFER LARAFINOP AND PFO3118457
TECOTZKY, MARK IRACEO1656046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARMSTRONG SECURITIES LLC

CRD#: 307429

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