Philip J. Keating

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CRD#: 4890031

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Philip Joseph Keating, who also goes by Philip Joseph Keating Jr., was a registered financial professional .

Philip is a previously registered financial professional and started their career in finance in 2005. Philip had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Philip Joseph Keating Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner/Managing Member of Keating Investment Management, LLC., (Investment Related), an unaffiliated State of Florida Registered Investment Advisor firm. 2240 West Woolbright Road, Boynton Beach FL 33426. Started business 2/2005. It is expected that 90% of Mr. Keating's professional time will be devoted to Keating Investment Management, LLC. As of March 31, 2021, Mr. Keating entered into a portfolio consulting agreement with Keating Investment Counselors, Inc. He will provide ongoing research to assist in KICI's investment decisions and portfolio construction. Mr. Keating will devote 10% of his time to KICI.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 5, 2017 - March 31, 2021

KEATING INVESTMENT COUNSELORS INC

RIA

CRD#: 110134

DELRAY BEACH, FL

Past

August 20, 2007 - December 31, 2011

KEATING INVESTMENT COUNSELORS INC

RIA

CRD#: 110134

DELRAY BEACH, FL

Past

February 4, 2005 - March 29, 2023

KEATING INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 129915

BOYNTON BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEATING INVESTMENT COUNSELORS INC

CRD#: 110134 / SEC#: 801-19820

RIA

Registered Investment Advisory firm - (9/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

KEATING INVESTMENT COUNSELORS INC

CRD#: 110134 / SEC#: 801-19820

RIA

Registered Investment Advisory firm - (9/19/1983 Approved)

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Contact information

Main Address

101 Se 6th Ave Suite A, Delray Beach, FL 33483

Mailing Address

Phone number

(561) 278-7862

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 343,463,477

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
12/19/2024	Cover Page	Report
10/26/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip J. Keating

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KEATING INVESTMENT COUNSELORS INC

KEATING INVESTMENT COUNSELORS INC

KEATING INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

KEATING INVESTMENT COUNSELORS INC

State Registrations and Notice Filings

Exams

Current Firm

KEATING INVESTMENT COUNSELORS INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KEATING INVESTMENT COUNSELORS INC

TRUST BUT VERIFY

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