Kelly J. Huerta
Professional summary
Kelly Jo Huerta, who also goes by Kelly Buban, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 2006. Kelly has worked at 4 firms and has passed the SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Jo Huerta's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2020 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605April 2, 2008 - March 19, 2010
RONIN TRADING, LLC
November 27, 2006 - September 10, 2020
BOLT-X LLC
August 21, 2006 - July 30, 2020
RONIN CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
