Andreena Moss

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CRD#: 4889854

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andreena Moss, who also goes by Andreena Jo-lynn Moss, Andreena Jo-lynn Moss-joyner, Andreena Moss-joyner, was a registered financial professional .

Andreena is a previously registered financial professional and started their career in finance in 2005. Andreena had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andreena Jo-Lynn Moss | Andreena Jo-Lynn Moss-Joyner | Andreena Moss-Joyner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 27, 2016 - April 3, 2017

WORTH ADVISORS

RIA

CRD#: 156564

Charlotte, NC

Past

December 17, 2014 - January 4, 2016

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Charlotte, NC

Past

November 24, 2014 - January 4, 2016

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Charlotte, NC

Past

May 29, 2013 - December 8, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLOTTE, NC

Past

May 29, 2013 - December 8, 2014

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

April 19, 2011 - March 21, 2013

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

CHARLOTTE, NC

Past

January 14, 2010 - March 21, 2013

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

CHARLOTTE, NC

Past

April 19, 2006 - January 2, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Past

September 15, 2005 - February 6, 2006

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORTH ADVISORS

PATRICK LYNCH FINANCIAL | WORTH FINANCIAL ADVISORY GROUP, LLC | WORTH FINANCIAL ADVISORY GROUP LLC | WORTH FINANCIAL ADVISORY GROUP | WORTH ADVISORS

CRD#: 156564 / SEC#: 801-120877

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

Michigan

Registered Investment Advisory firm - (4/26/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2005

General Securities Representative Examination

Current Firm

WORTH ADVISORS

PATRICK LYNCH FINANCIAL | WORTH FINANCIAL ADVISORY GROUP, LLC | WORTH FINANCIAL ADVISORY GROUP LLC | WORTH FINANCIAL ADVISORY GROUP | WORTH ADVISORS

CRD#: 156564 / SEC#: 801-120877

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

Michigan

Registered Investment Advisory firm - (4/26/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

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Contact information

Main Address

2020 S. Tryon Street Suite 2b, Charlotte, NC 28203

Mailing Address

Phone number

(704) 731-0121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	1,370
AUM (Assets Under Management)	$ 232,915,337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andreena Moss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

WORTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2011

SIE

Date: 1/4/2016

Series 7

Date: 3/17/2005

Current Firm

WORTH ADVISORS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORTH ADVISORS

TRUST BUT VERIFY

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