Thomas M. Nowak

QUANTUM FINANCIAL PLANNING LLC

Langley, WA

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CRD#: 4889722

Professional summary

Thomas Michael Nowak, CFP® is a registered financial advisor currently at QUANTUM FINANCIAL PLANNING LLC located in Langley, Washington.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THOMAS NOWAK IS A PUBLISHED AUTHOR (LOW FEE SOCIALLY RESPONSIBLE INVESTING; LOW FEE VEGAN INVESTING), AND RECEIVES ROYALTY INCOME WHICH MAY AMOUNT UP TO 2% OF ANNUAL REVENUES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Nowak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 15, 2005 - Present

QUANTUM FINANCIAL PLANNING LLC

RIA

CRD#: 133626

Langley, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/15/2005)

IAR

Texas
(11/16/2020)

IAR

Washington
(7/8/2020)

IAR

Wisconsin
(3/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2004

Uniform Investment Adviser Law Examination

Current Firm

QUANTUM FINANCIAL PLANNING LLC

QUANTUM FINANCIAL PLANNING | QUANTUM FINANCIAL PLANNING LLC

CRD#: 133626 / SEC#:

Illinois

Registered Investment Advisory firm - (2/15/2005 Approved)

Texas

Registered Investment Advisory firm - (11/10/2020 Conditional Restricted)

Washington

Registered Investment Advisory firm - (7/7/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (3/26/2015 Approved)

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Contact information

Main Address

Langley, WA

Mailing Address

Phone number

(847) 767-1682

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Thomas M. Nowak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Nowak's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUANTUM FINANCIAL PLANNING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2004

Current Firm

QUANTUM FINANCIAL PLANNING LLC

Contact information

Documents

Red Flags

Company Information

QUANTUM FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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