Tiffany J. Spudich

CAPITAL CITIES

Indianapolis, IN 46202-3602

Some features on this profile are disabled

CRD#: 4889560

Professional summary

Tiffany Janea Spudich, who also goes by Tiffany Janea Chapin, is a registered financial advisor currently at CAPITAL CITIES, LLC located in Indianapolis, Indiana and CAPITAL CITIES INVESTMENTS located in Indianapolis, Indiana.

Tiffany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tiffany has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tiffany Janea Chapin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany Janea Spudich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2004 - Present

CAPITAL CITIES, LLC

Office #1: 426 East New York Street, Indianapolis, IN 46202-3602

RIA

CRD#: 122916

Indianapolis, IN

Current

June 10, 2008 - Present

CAPITAL CITIES INVESTMENTS

Office #1: 426 East New York Street, Indianapolis, IN 46202

RIA

CRD#: 116185

Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL CITIES INVESTMENTS

CRD#: 116185 / SEC#: 801-69504

RIA

Registered Investment Advisory firm - (8/27/2008 Approved)

Florida

Registered Investment Advisory firm - (8/27/2008 Terminated)

Indiana

Registered Investment Advisory firm - (8/27/2008 Terminated)

Massachusetts

Registered Investment Advisory firm - (9/10/2008 Terminated)

Vermont

Registered Investment Advisory firm - (8/27/2008 Terminated)

Virginia

Registered Investment Advisory firm - (8/27/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/2/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2004

Uniform Investment Adviser Law Examination

Current Firm

CAPITAL CITIES INVESTMENTS

CRD#: 116185 / SEC#: 801-69504

RIA

Registered Investment Advisory firm - (8/27/2008 Approved)

Florida

Registered Investment Advisory firm - (8/27/2008 Terminated)

Indiana

Registered Investment Advisory firm - (8/27/2008 Terminated)

Massachusetts

Registered Investment Advisory firm - (9/10/2008 Terminated)

Vermont

Registered Investment Advisory firm - (8/27/2008 Terminated)

Virginia

Registered Investment Advisory firm - (8/27/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

426 East New York Street, Indianapolis, IN 46202

Mailing Address

Phone number

(317) 475-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL CITIES INVESTMENTS ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,319
AUM (Assets Under Management)	$ 251,443,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Brian Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tiffany J. Spudich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany Janea Spudich's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CITIES, LLC

CAPITAL CITIES INVESTMENTS

Primary Firm SEC Registration

CAPITAL CITIES INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2004

Current Firm

CAPITAL CITIES INVESTMENTS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL CITIES INVESTMENTS

TRUST BUT VERIFY

Similar Advisors